We deliver superior service, quality and results to exceed our clients’ expectations

With a wealth of industry experience, we have a deep understanding of what it takes for companies to navigate complex regulatory landscapes. Our expertise in securities and corporate compliance is born from a career spent guiding clients through intricate transactions, ensuring a seamless and results-oriented path from initial seed capital to publicly listed status to ongoing corporate compliance.

Services

Corporate Finance & Securities Transactions

    • Manage private placement financings from initiation to closing to post-closing

    • Prepare disclosure documents for stock exchange listings and transactions on the TSX, TSXV, CSE and OTC markets

    • Manage complex transactions, including amalgamations, reorganizations, reverse takeovers, share consolidations, name changes and debt settlements

    • Assist with share purchases, share exchanges, and property acquisitions and dispositions

Corporate Secretarial

    • Act as registered and records office, maintain digital minute books and corporate registers

    • Act as recording secretary for board, audit committee and shareholder meetings

    • Prepare minutes, consent resolutions, and other corporate documents

Corporate Compliance

    • Facilitate shareholder meetings, including proxy material preparation and meeting services

    • Manage share capitalization, compensation plans and convertible securities registers

    • Manage and ensure timely continuous disclosure filings, including interim and annual financials

    • Prepare and complete all required SEDAR+, SEDI, TSXV, CSE and OTC market filings

    • Prepare press releases and assist with disseminations

    • Review and complete company profile updates on issuer and stock exchange websites

    • Assist with convertible security grants and exercises, legend removals, warrant re-registrations